Phone (225) 926-0202  Fax (225) 926-0203

PO Box 78408  Baton Rouge, LA  70837  

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Legal Obligations


As a Registered Investment Advisor, we are subject, by law, to a fiduciary standard which is the highest standard of care in the industry. This can be defined as follows:

A fiduciary duty is an obligation to act in the best interest of another party. A fiduciary obligation exists whenever the relationship with the client involves a special trust, confidence and reliance on the fiduciary to exercise his discretion or expertise in acting for a client. A person acting in a fiduciary capacity is held to a high standard of honesty and full disclosure in regard to the client and must not obtain a personal benefit at the expense of the client. A fiduciary duty is an obligation to act in the best interest of another party. A fiduciary obligation exists whenever the relationship with the client involves a special trust, confidence and reliance on the fiduciary to exercise his discretion or expertise in acting for a client. A person acting in a fiduciary capacity is held to a high standard of honesty and full disclosure in regard to the client and must not obtain a personal benefit at the expense of the client.

We are also required to provide clients with full disclosure, including fees and any conflicts of interest that may exist.

We will never accept incentives or inducements from a third party as these may compromise the integrity or impartiality of our advice.

For more information, read our Conflict Disclosure Statement.